Policies and Procedures / Master Plan - Customized $2,500.
Policy Additions $250 each
Human Resources - Basics
Social Media Policy
State Audit Preparation $750
Don't wait until you receive your letter from the State of Texas that you're being audited to call. Are you ready for your next audit? If you were audited 18 - 24 months ago, you are probably going to receive a notice of audit this year. Your Regulator is required to audit you every 15 - 24 months unless other reasons compel an early audit.
Prepare yourself and your staff so you are ready with the information and documents they will ask you for.
Power Training offers a mini-review for this audit to set you on a path to success or, help you change procedures to meet the latest compliance guidelines and regulations. The audit will take approximately 4 hours and will cover:
Completion of Company Checklist;
Audit of loans, originated, withdrawn, approved, in process;
Review of office procedures for taking applications, processing applications and closing procedures;
Review of pre-funding procedures and discussion of Quality Control audits performed by an outside party;
Onsite discussion of audit results.
Website Compliance Review $125
Advertising / Business Card Review $125
State and SAFE Act Required Reports and Statements
Call Report Completion - NMLS will no longer allow you to renew your company NMLS number without the proper filing of this report. Additionally, depending on your State, you may also be fined a penalty for filing late. Call reports are due within 45 days for the end of each quarter.
Financial Statement Filing - the financial statement is required within 45 days at the end of each year, fiscal or calendar.
Mortgage Transaction Log - not the same as your Call Report. Must be kept on an ongoing basis. Certain items are required.